33-322 - Review of Registered Firms’ Cybersecurity Practices and Additional Guidance (National Notice)

33-322 - Review of Registered Firms’ Cybersecurity Practices and Additional Guidance (National Notice)

• National Notice 33-322 Review of Registered Firms’ Cybersecurity Practices and Additional Guidance

  This Staff Notice summarizes the findings of Canadian Securities Administrators' recent focused compliance examinations of registered firms’ cybersecurity practices, to provide additional guidance on regulatory expectations, and to serve as an important reminder to firms that cybersecurity threats are a critical business risk.

  csa_staff_notice_33_322_review_of_registered_firms_cybersecurity_practices.pdf